1. Select Your Exam, Section & Score Report Bands
Mark Each SIE-ALL Blueprint Area From Your Score Report:Official FINRA Weights
SIE-1Weight: 16% (12 Qs)
Knowledge of Capital Markets (Structure, Regulators, Economic Factors)
SIE-2Weight: 44% (33 Qs)
Understanding Products and Their Risks (Equity, Debt, Munis, Packaged, Options)
SIE-3Weight: 31% (23 Qs)
Understanding Trading, Customer Accounts and Prohibited Activities
SIE-4Weight: 9% (7 Qs)
Overview of the Regulatory Framework (Registration, Conduct, Retaliation)